Articles Posted in investment loss attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Nicholas Schiano (Schiano), currently employed by Spartan Capital Securities, LLC (Spartan Capital) has been subject to at least two customer complaints during the course of his career.  According to records kept by The Financial Industry Regulatory…

According to BrokerCheck records financial advisor Alan Siegel (Siegel), currently employed by G.A. Repple & Company (GA Repple) has been subject to four customer complaints, one regulatory complaint, and one criminal matter.  According to records kept by The Financial Industry Regulatory Authority (FINRA), in July 2018 Siegel was subject to…