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Articles Posted in HD Vest Investment Services

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Customers Allege Jerry Raines Recommended Investments in the Woodbridge Mortgage Fruad

The law offices of Gana Weinstein LLP continue to investigate the Woodbridge Group of Companies and the Woodbridge Mortgage Funds (Woodbridge).  The Securities and Exchange Commission (SEC) has alleged that the Woodbridge operated a billion-dollar Ponzi scheme ensaring about 8,400 investors. Woodbridge solicited hundreds of disreputable insurance agents and investment…

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FINRA Bars Broker Daniel Kasbar In Connection With Undisclosed Outside Business Activities

The securities lawyers of Gana Weinstein LLP are investigating Daniel Kasbar (Kasbar) bar from the securities industry. The Financial Industry Regulatory Authority (FINRA) recently brought an enforcement action (FINRA No. 2015045744901) against Kasbar alleging that between 2010 and 2015, Kasbar engaged in an outside business activity beyond the scope of…

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