Articles Posted in GT Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randy Fox (Fox), previously associated with Gt Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Fox recommended unsuitable investments in different investment products including debt securities among other allegations…

John S. Turo (a/k/a James S. Turo) recently reached a settlement with the Financial Industry Regulatory Authority (FINRA) concerning allegations that he sold unregistered, nonexempt securities through general solicitation of the public in violation of Section 5 of the Securities Act of 1933 and in violation of NASD Rule 2110…