Articles Posted in Fidelity Brokerage Services LLC

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Broker Kevin Toohey in Fidelity Brokerage Services LLC Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Toohey (Toohey), previously associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one tax lien, alleging that Toohey recommended unsuitable investments in different investment products including debt securities among other…

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There are Recent Customer Complaints with Broker Jacob Fournier in Firm Fidelity Brokerage Services LLC

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Fournier (Fournier), previously associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one tax lien, alleging that Fournier recommended unsuitable investments in different investment products including debt securities among other…

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There are Recent Customer Complaints with Broker Jordan Allen in Firm Fidelity Brokerage Services LLC

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jordan Allen (Allen) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Allen was employed by Fidelity Brokerage Services…

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There are Recent Customer Complaints with Broker Eric Stone in Firm Fidelity Brokerage Services LLC

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Stone (Stone), previously associated with Fidelity Brokerage Services LLC, has at least 3 disclosable events. These events include 2 customer complaints, one tax lien, alleging that Stone recommended unsuitable investments in different investment products including debt…

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Broker Simon Hagos in Fidelity Brokerage Services LLC Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Simon Hagos (Hagos), previously associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one tax lien, alleging that Hagos recommended unsuitable investments in different investment products including debt securities among other…

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Broker Pamela Calhoun in Fidelity Brokerage Services LLC Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamela Calhoun (Calhoun), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Calhoun recommended unsuitable investments in different investment products including debt securities among other…

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Broker Nikko Richardson in Fidelity Brokerage Services LLC Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nikko Richardson (Richardson), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Richardson recommended unsuitable investments in different investment products including debt securities among other…

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There are Recent Customer Complaints with Broker Stephen Rabinowitz in Firm Fidelity Brokerage Services LLC

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Rabinowitz (Rabinowitz), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rabinowitz recommended unsuitable investments in different investment products including debt securities among other…

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