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Articles Posted in equity-linked annuities

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Broker Investigation: Robert Blake’s Sale of Tenants-in-Common (TIC) Real Estate Investments

According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Robert Blake (Blake) has been the subject of at least six customer complaints, one criminal activity, and three regulatory actions. Customers have filed complaints against Blake alleging a number of securities law violations including that the broker…

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