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Articles Posted in David Volpe

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Advisor David Volpe Subject to Regulatory Bar Over Unauthorized Securities Sales

The law offices of Gana Weinstein LLP are currently investigating claims that advisor David Volpe (Volpe) engaged in private securities transactions and borrowed customer funds that were not approved by his brokerage firm.  Volpe, formerly registered with First Financial Equity Corporation (First Financial) and LPL Financial LLC (LPL Financial) was…

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