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Articles Posted in Comprehensive Asset Management and Servicing

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FINRA Bars Broker Michael Evangelista Over Real Estate Securities Sales

The Financial Industry Regulatory Authority (FINRA) recently barred broker Michael Evangelista (Evangelista) concerning allegations that between 2006 and 2011, Evangelista referred approximately six of his firm customers to invest in real estate securities issued by ABC Corp. (ABC), an entity that purportedly invested in real estate in Pennsylvania and neighboring…

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