Articles Posted in churning lawyer

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Stephen Murray (Murray) has been subject to seven customer complaints, two financial disclosures or tax liens, and one regulatory action.  Murray was formerly employed by Raymond James & Associates, Inc. (Raymond James) prior to his bar from…

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Roy Failla (Failla) has been subject to three customer complaints.  Failla is currently employed by First Standard Financial Company LLC (First Standard Financial).  Many of the customer complaints against Failla concern allegations of high frequency trading activity…