According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Hamilton (Hamilton), currently associated with Centaurus Financial, Inc., has at least one disclosable event. These events include one tax lien, alleging that Hamilton recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Centaurus Financial
There are Recent Customer Complaints with Broker Debbie Cavanaugh in Firm Centaurus Financial, Inc.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Debbie Cavanaugh (Cavanaugh), currently associated with Centaurus Financial, Inc., has at least one disclosable event. These events include one tax lien, alleging that Cavanaugh recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Timothy Tremblay in Centaurus Financial, Inc. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Tremblay (Tremblay), currently associated with Centaurus Financial, Inc., has at least 4 disclosable events. These events include 3 customer complaints, one tax lien, alleging that Tremblay recommended unsuitable investments in different investment products including debt securities…
There are Recent Customer Complaints with Broker Valentino Scott in Firm Centaurus Financial, Inc.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Valentino Scott (Scott), currently associated with Centaurus Financial, Inc., has at least 7 disclosable events. These events include 7 customer complaints, alleging that Scott recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker John Starke in Firm Centaurus Financial, Inc.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Starke (Starke), previously associated with Centaurus Financial, Inc., has at least 13 disclosable events. These events include 13 customer complaints, alleging that Starke recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Eric Kuchherzki in Firm Centaurus Financial, Inc.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Kuchherzki (Kuchherzki), currently associated with Centaurus Financial, Inc., has at least 5 disclosable events. These events include 5 customer complaints, alleging that Kuchherzki recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Christopher Martin in Firm Centaurus Financial, Inc.
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Christopher Martin (Martin) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Martin was employed by Centaurus Financial, Inc.…
There are Recent Customer Complaints with Broker William Gammon in Firm Centaurus Financial, Inc.
Previously financial advisor William Gammon (Gammon), previously employed by brokerage firm Centaurus Financial, Inc. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
There are Recent Customer Complaints with Broker Garrick Gookin in Firm Centaurus Financial, Inc.
Currently financial advisor Garrick Gookin (Gookin), currently employed by brokerage firm Centaurus Financial, Inc. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Broker Richard Hubert depalma in Centaurus Financial, Inc. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Hubert depalma (Hubert depalma), currently associated with Centaurus Financial, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Hubert depalma recommended unsuitable investments in different investment products including debt securities…