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Articles Posted in Calton and Associates

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Adviser Stuart Henley Sanctioned by Regulator Over Trading Activity

Adviser Stuart Henley, previously employed at Calton and Associates, Inc. (Calton), has been subject to a customer complaint, discharged for his handling of client accounts, and was suspended and fined by the Financial Industry Regulatory Authority (FINRA).  Additionally, Henley has also been subject to a tax lien. His most recent…

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