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Articles Posted in Cabot Lodge securities attorney

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Advisor Bruce Ciallella Has Suitability Customer Complaints

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Bruce Ciallella (Ciallella), currently employed by Cabot Lodge Securities LLC (Cabot Lodge) has been subject to at least seven customer complaints during the course of his career.  Ciallella’s customer complaints alleges that Ciallella recommended unsuitable investments in…

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James Kirchner Has Complaints Over Private Placement Sales Practices

Former stockbroker James Kirchner (Kirchner), former employed by brokerage firms David A. Noyes & Company (David Noyes), IFS Securities, and Cabot Lodge Securities LLC (Cabot Lodge) has been subject to at least seven customer complaints and one employment terminations for cause during the course of his career.  According to a…

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