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Articles Posted in breach of fidcuiary duty

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Broker Spotlight – Mark Lisser Accused of Churning by at Least Three Customers

The law office of Gana Weinstein LLP is investigating a string of securities arbitration cases involving broker Mark Lisser (Lisser) which generally allege securities violations including churning, excessive use of margin, churning, unsuitable investments, and breach of fiduciary duty. All the cases have been filed before The Financial Industry Regulatory…

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