According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ashlee Godfrey (Godfrey), previously associated with Benjamin F. Edwards & Company, Inc., has at least one disclosable event. These events include one tax lien, alleging that Godfrey recommended unsuitable investments in different investment products including debt securities…
Gana Weinstein LLP, a nationally recognized securities arbitration boutique, is investigating Benjamin F. Edwards & Company, Inc. (“BFE”) in connection with the firm’s supervision of its former registered representative Aon D. Miller. From November 2011 through September 2012, it is alleged that Aon D. Miller, participated in five different securities transactions…
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