According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradley Frisk (Frisk), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Frisk recommended unsuitable investments in different investment products including debt securities among…
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There are Recent Customer Complaints with Broker Pamela Lizanich in Firm Nylife Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamela Lizanich (Lizanich), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lizanich recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Adriano Pisarri in Firm the Leaders Group, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adriano Pisarri (Pisarri), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pisarri recommended unsuitable investments in different investment products including debt securities among other…
Broker Evan Kirkpatrick in LPL Financial LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Evan Kirkpatrick (Kirkpatrick), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kirkpatrick recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Anthony Mesquit in Firm Fidelity Brokerage Services LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Mesquit (Mesquit), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mesquit recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Eric Marshall in Firm Osaic Wealth, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Marshall (Marshall), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Marshall recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Ashley Woodard in Firm Nylife Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ashley Woodard (Woodard), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Woodard recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Jennifer Oprinski in Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jennifer Oprinski (Oprinski), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Oprinski recommended unsuitable investments in different investment products including debt…
There are Recent Customer Complaints with Broker Ronald Kummerer in Firm Merrill Lynch, Pierce, Fenner & Smith Incorporated
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Kummerer (Kummerer), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Kummerer recommended unsuitable investments in different investment products including debt…
Broker Nicholas Franco in Park Avenue Securities LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Franco (Franco), currently associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Franco recommended unsuitable investments in different investment products including debt securities among other…