Gana Weinstein LLP is examining claims made by the United States Securities and Exchange Commission against broker Michael Siva (Siva). According to BrokerCheck records, Siva and five other individuals allegedly engaged in securities fraud and profited by over $5 million by trading on insider information about dozens of impending corporate…
Securities Lawyers Blog
Adam Gana Interviewed By Jesse Weber on LawNewz
Attorney, Adam Gana was interviewed by long time correspondent Jesse Weber about the leaked photos of Tiger Woods and Lindsey Vonn. The hour long segment touched on a celebrities right to privacy, what legal actions celebrities can take when their nude images are hacked and the steps associated with such…
Adam Gana, Managing Partner of Gana LLP Interviewed on LawNewz
Adam Gana was interviewed by LawNewz’s Stephanie Willis, a long time host for the network. Adam spoke about the Steven Jones criminal trial. Watch the clip below. https://livestream.com/accounts/18968940/events/7055388/videos/161700743
Broker David Menashe Sanctioned For Excessive and Unauthorized Trading
Gana Weinstein LLP is investigating claims made by Financial Industry Regulatory Authority (FINRA) against broker David Menashe (Menashe). According to BrokerCheck records, Menashe was ordered to pay a restitution of $15,000 by the state of Montana for alleged excessive trading and unauthorized trading in June 2016. Menashe entered the industry…
Broker Dan Droeg Subject to Unsuitability Complaints
Our law firm, Gana Weinstein LLP, is investigating claims made by Financial Industry Regulatory Authority (FINRA) against broker Dan Droeg (Droeg). According to BrokerCheck, Droeg’s record contains two customer complaints filed against him regarding alleged unsuitability. The most recent customer complaint was filed against Droeg in November 2016. During the…
Financial Advisor Gregory Pease Subject to Multiple Customer Complaints
The investment fraud lawyers of Gana Weinstein LLP are examining multiple customer disputes filed with the Financial Industry Regulatory Authority (FINRA) against financial advisor Gregory Pease (Pease). According to BrokerCheck, Pease has a multitude of disclosures concerning: churning, excessive trading, unauthorized trading, unsuitability, and breach of fiduciary duty. The most…
Broker Gregory Tucker Subject to Multiple Customer Complaints
The investment fraud lawyers of Gana Weinstein LLP are examining multiple customer disputes filed with the Financial Industry Regulatory Authority (FINRA) against broker Gregory Tucker. According to BrokerCheck, Tucker has a multitude of customer complaints mostly pertaining to unsuitability and misrepresentation. In November 2016, a customer complaint was filed against…
Broker David Silberg Subject to Multiple Customer Complaints
The investment fraud lawyers of Gana Weinstein LLP are examining multiple customer disputes filed with the Financial Industry Regulatory Authority (FINRA) against broker David Silberg (Silberg). According to BrokerCheck, Silberg has a multitude of disclosures concerning: churning, excessive trading, unauthorized trading, unsuitability, and breach of fiduciary duty. His BrokerCheck records…
Broker Clay Hoffman Barred by FINRA
The investment lawyers of Gana Weinstein LLP are investigating the allegations made by The Financial Industry Regulatory Authority (FINRA) against barred broker Clay Hoffman. In June 2016, Hoffman was suspended by FINRA for his alleged failure to respond to FINRA’s request for information. Hoffman was later barred in November 2016…
Broker Alan Rose Receives Customer Complaints over Unsuitable Trades
Our law firm, Gana Weinstein LLP, is investigating claims made by Financial Industry Regulatory Authority (FINRA) against broker Alan Rose. The customer complaints allege that Rose engaged in securities law violations, including making unsuitable investments in clients’ accounts. The most recent customer complaint against the broker was filed in January…