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Securities Lawyers Blog

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Allianz Structured Alpha 1000 Fund – Investor Loss Recovery Options

The investment attorneys with Gana Weinstein LLP are investigating investors who were inappropriately recommended the Allianz Structured Alpha 1000 and Structured Alpha 1000 Plus Funds.  Investors may have potential legal remedies due to unsuitable recommendations by their broker to invest in these speculative and volatile investment offerings.  Allianz Global Investors…

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Leveraged ETFs – Loss Recovery Options

The investment attorneys with Gana Weinstein LLP are investigating investors who were inappropriately recommended leveraged exchange-traded funds (ETFs).  ETFs, also called exchange-traded notes (ETNs) when backed by a note rather than underlining assets, are speculative and volatile investment offerings. An ETF is a registered investment trust whose shares represent an…

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Kayne Anderson MLP/Midstream Investment Company – Investor Loss Recovery

The investment attorneys of Gana Weinstein LLP are investigating investor claims of unsuitable investments in oil and gas related products.  Our firm is currently representing a number of investors who lost substantial savings due to poor advice to concentrate holdings in speculative commodities investments like master limited partnerships (MLPs).  Kayne…

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ClearBridge MLP and Midstream Fund – Investor Loss Recovery

The investment attorneys of Gana Weinstein LLP are investigating investor claims of unsuitable investments in oil and gas related products.  Our firm is currently representing a number of investors who lost substantial savings due to poor advice to concentrate holdings in speculative commodities investments like master limited partnerships (MLPs).  ClearBridge…

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Mewbourne Energy Partners Investor Loss Recovery

The investment attorneys with Gana Weinstein LLP are investigating and representing investors who were inappropriately recommended oil and gas and commodities related investments.  Investors may have potential legal remedies due to unsuitable recommendations by their broker to invest in this speculative and volatile area. Mewbourne Oil Company claims on its…

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Scot Fairchild Has Complaints Over Alternative Investment Sales Practices

Advisor Scot Fairchild (Fairchild), currently employed by Lucia Securities, LLC (Lucia Securities) has been subject to at least two customer complaints during the course of his career.  According to a BrokerCheck report one of the customer complaint concerns alternative investments such as direct participation products (DPPs) like business development companies…

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Advisor John Jaramillo Terminated for Selling a Non-Approved Product

The law offices of Gana Weinstein LLP are currently investigating claims that advisor John Jaramillo (Jaramillo) has been accused by his former employer of selling a non-approved product among other allegations.  According to records kept by The Financial Industry Regulatory Authority (FINRA) Jaramillo has been terminated by his prior employer,…

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Advisor Marc Linsky Accused of Recommending GPB Capital

Advisor Marc Linsky (Linsky), currently employed by ProEquities, Inc. (ProEquities) has been subject to at least one customer complaint during the course of his career.  According to a BrokerCheck report one of the customer complaints appears to concern fraudulent GPB Capital Holdings (GPB Capital) related investments. GPB Capital is facing…

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Advisor Ferrell Rollins Terminated for Borrowing Customer Funds

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Ferrell Rollins (Rollins) has been accused by his former employer of borrowing client funds among other allegations.  According to records kept by The Financial Industry Regulatory Authority (FINRA) Rollins has been terminated by his prior employer, Capital…

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Advisor Jason LaBelle Sanctioned Over Outside Business Activities – Investor Recovery

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Jason LaBelle (LaBelle) has been accused by a securities regulator of potentially engaging in the sales of private securities among other allegations.  LaBelle was sanctioned by The Financial Industry Regulatory Authority (FINRA) concerning his private securities and…

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