Close

Securities Lawyers Blog

Updated:

Strategic Student & Senior Housing Trust Investors Suffer Losses – Investment Attorneys

The securities lawyers of Gana Weinstein LLP are investigating recommendations by brokerage firms for their clients to invest in Strategic Student & Senior Housing Trust (SSSHT) – a non-traded real estate investment trust (non-traded REIT).  Strategic Student & Senior Housing Trust has stopped distributing a dividend leaving investors with no…

Updated:

Moody National REIT II Investors Suffer Losses – Investment Attorneys

The securities lawyers of Gana Weinstein LLP are investigating recommendations by brokerage firms for their clients to invest in Moody National REIT II (Moody REIT) – a non-traded real estate investment trust (non-traded REIT).  According to secondary market quotes, Moody National REIT II has suffered massive losses and may only…

Updated:

Hospitality Investors Trust Investors Suffer Losses – Investment Attorneys

The securities lawyers of Gana Weinstein LLP are investigating recommendations by brokerage firms for their clients to invest in Hospitality Investors Trust  – a non-traded real estate investment trust (non-traded REIT).  Hospitality Investors Trust REIT, formerly known as American Realty Capital Hospitality Trust, originally sold shares for $25.00.  As of…

Updated:

Broker Eladio Santiago Subject to Customer Complaints Over Investment Recommendations

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Eladio Santiago (Santiago), currently employed by Cambridge Investment Research, Inc. (Cambridge Investment) has been subject to at least three customer complaints during the course of his career.  According to records kept by The Financial Industry Regulatory…

Updated:

Duff & Phelps Select Energy MLP Fund – Investor Loss Recovery

The investment attorneys of Gana Weinstein LLP are investigating investor claims of unsuitable investments in oil and gas related products.  Our firm is currently representing a number of investors who lost substantial savings due to poor advice to concentrate holdings in speculative commodities investments like master limited partnerships (MLPs).  Duff…

Updated:

Stifel, Nicolaus Advisor Steven Rodemer Barred From Industry Over Misappropriation of Funds

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Steven Rodemer (Rodemer) has been accused by his former employer and a financial regulator of taking money from a client account for his personal use among other allegations.  According to records kept by The Financial Industry Regulatory…

Updated:

Transamerica Advisor Gautam Arora Terminated Over Unapproved Securities Sales

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Gautam Arora (Arora) has been accused by his former employer engaging in unapproved investments among other allegations.  According to records kept by The Financial Industry Regulatory Authority (FINRA) Arora was terminated by his prior employer, Transamerica Financial…

Updated:

Advisor Robert Buffington Accused of Churning by Multiple Clients

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Robert Buffington (Buffington), formerly associated with Aegis Capital Corp. (Aegis Capital), has been subject to at least four customer complaints during his career.  Several of those complaints against Buffington concern allegations of high frequency trading activity also…

Updated:

Next Financial Group Advisor Brian Radoo Terminated Over Undisclosed Business Activities

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Brian Radoo (Radoo) has been accused by his former employer engaging in unapproved outside business activities and by a client for selling a non-approved investment among other allegations.  According to records kept by The Financial Industry Regulatory…

Updated:

NYLife Securities Advisor Felix Chu Barred By Regulatory Over Promissory Notes

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Felix Chu (Chu) was investigated by a securities regulator for selling promissory notes to clients among other allegations.  According to records kept by The Financial Industry Regulatory Authority (FINRA) Chu left his prior employer, NYLife Securities, LLC…

Contact Us