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Securities Lawyers Blog

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Gregory P. Washington of Merrill Lynch Has an Investment Complaint

Gregory P. Washington (CRD # 5420613) is a financial advisor at Merrill Lynch in Washington, DC. Gregory Washington has 10 years of experience and started in the securities industry in 2009 and has previously worked for such companies as Aegis Capital Corp, Spartan Capital Securities and Maxim Group. In March…

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Crown Capital Advisor Kenneth Barroga Has Alternative Investment Complaints

Advisor Kenneth Barroga (Barroga), currently employed by Crown Capital Securities, L.P. (Crown Capital) has been subject to at least five customer complaints during the course of his career.  According to a BrokerCheck report most of these customer complaints appears to concern unsuitable investments in alternative investments.  These allegations may also…

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Newbridge Securities Financial Advisor Kerri Jamison Has Multiple Customer Complaints

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Kerri Jamison (Jamison), currently employed by Newbridge Securities Corporation (Newbridge Securities) has been subject to at least four customer complaints during the course of her career.  According to records kept by The Financial Industry Regulatory Authority…

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Triad Advisor Darrin Cohn Has Alternative Investment Complaints

Advisor Darrin Cohn (Cohn), currently employed by Triad Advisors LLC (Triad Advisors) has been subject to at least two customer complaints during the course of his career.  According to a BrokerCheck report these customer complaints appears to concern unsuitable investments in alternative investments.  These allegations may also concern investments in…

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Advisor Martin Noonan Barred by Regulator Over Trading Claims

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Martin Noonan Jr. (Noonan), formerly associated with BMA Securities, LLC (BMA Securities), has been subject to at least one customer complaint, one regulatory action, and eight judgement or liens during his career.  The complaint against Noonan concern…

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New York City REIT Investors Suffer Massive Losses – Investor Recovery

The securities lawyers of Gana Weinstein LLP represent investors who have lost millions investing in American Realty Capital New York City REIT (ARC New York REIT, New York City REIT, or NYC REIT) (Ticker Symbol: NYC) a non-traded real estate investment trust (Non-Traded REIT) that recently went public. Our firm…

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Gana Weinstein LLP: In The News

Is Copy Trading on its way to the United States? Adam Gana of Gana Weinstein, LLP spoke with the great Edward Robinson about the pitfalls with copy trading in the United States and the legal ramifications in the article below. Happy reading to our loyal followers! https://www.bloomberg.com/news/articles/2020-10-02/robinhood-versus-etoro-brokerage-showdown-looming-in-stock-market-investing?srnd=wealth

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Advisor Ronald Hannes Accused of Converting Client Funds – Investor Recovery Options

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Ronald Hannes (Hannes) has been accused by a financial regulator of engaging in converting client funds among other allegations.  According to records kept by The Financial Industry Regulatory Authority (FINRA) Hannes was employed by his prior employer…

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Mark Cline Subject to Customer Complaints Over Private Placement Sales

The attorneys at Gana Weinstein LLP are investigating BrokerCheck reports that financial advisor Mark Cline (Cline), currently employed by National Securities Corporation (National Securities) has been subject to at least 12 customer complaints and one criminal matter during the course of his career.  According to records kept by The Financial…

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