The investment attorneys with Gana Weinstein LLP continue to report on investor related losses in oil and gas and commodities related investments. Investors may have potential legal remedies due to unsuitable recommendations by their broker to invest in this speculative and volatile area. Alliance Resource Partners (Ticker Symbol: ARLP) is…
Securities Lawyers Blog
Morgan Stanley Broker Lance Slater Terminated After Allegations Of Personal Loans and Excessive Trading
The securities lawyers of Gana Weinstein LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against broker Lance Slater (Slater). According to BrokerCheck records there are at least 2 customer complaints against Slater and one employment separation. The most recent customer complaint against Slater alleges that…
Investor Recovery Options for JP Energy Partners LP (JPEP) Losses
The investment attorneys with Gana Weinstein LLP continue to report on investor related losses in oil and gas and commodities related investments. Investors may have potential legal remedies due to unsuitable recommendations by their broker to invest in this speculative and volatile area. JP Energy Partners LP (Ticker Symbol: JPEP)…
Gana LLP Represents Victims of Edward Durante’s, Christopher Cervino’s, and Larry Werbel’s Alleged VGTel Scheme
The attorneys of Gana Weinstein LLP currently represent approximately 20 investors ensnared in Edward Durante’s (Durante), Christopher Cervino’s (Cervino), and Larry Werbel’s (Werbel) investment fraud scheme to manipulate the value of a number of penny stocks including VGTel, Inc. (VGTel), QLotus Holdings Inc., Haddad-Wylie Industries LLC (HWIC) and Cassidy Ventures,…
SEC Claims Advisory Firm Atlantic Asset Management Hid Conflicts of Interests From Clients
The Securities and Exchange Commission (SEC) announced fraud charges against a Stamford, Connecticut based investment advisory firm Atlantic Asset Management LLC (AAM) and accused the firm of investing clients in certain Native American tribal corporation bonds with a hidden financial benefit to a broker-dealer affiliated with the firm. The SEC…
Investor Recovery Options for Targa Resource Partners LP (NGLS) Losses
The investment attorneys with Gana Weinstein LLP continue to report on investor related losses in oil and gas and commodities related investments. Investors may have potential legal remedies due to unsuitable recommendations by their broker to invest in this speculative and volatile area. Targa Resource Partners LP (Ticker Symbol: NGLS)…
Broker Harris Kirk Under FINRA Investigation
The investment lawyers of Gana Weinstein LLP are investigating customer complaints against broker Harris Kirk (Kirk). There are at least 3 customer complaints against Kirk. In addition, there is one employment separation disclosed and a FINRA investigation. Some of the customer complaints appear to be related to recommendation of oil…
Investor Recovery Options for Teekay LNG Partners (TGP) Losses
The investment attorneys with Gana Weinstein LLP continue to report on investor related losses in oil and gas and commodities related investments. Investors may have potential legal remedies due to unsuitable recommendations by their broker to invest in this speculative and volatile area. Teekay LNG Partners (Ticker Symbol: TGP) is…
Broker Garland Benton Terminated For Private Securities Transactions
The investment lawyers of Gana Weinstein LLP are investigating customer complaints against broker Garland Benton (Benton). There are at least 3 customer complaints against Benton, one of which appears to be filed in connection with the solicitation of private securities transactions. In addition, there is one employment separations disclosed. One…
Investor Recovery Options for Rose Rock Midstream (RRMS) Losses
The investment attorneys with Gana Weinstein LLP continue to report on investor related losses in oil and gas and commodities related investments. Investors may have potential legal remedies due to unsuitable recommendations by their broker to invest in this speculative and volatile area. Rose Rock Midstream (Ticker Symbol: RRMS) is…