The law offices of Gana Weinstein LLP are currently investigating claims that advisor James Seijas (Seijas) has been accused by investors of engaging in a Ponzi scheme investment called 3Q Trading Club. Seijas was barred The Financial Industry Regulatory Authority (FINRA) and left the employ of Wells Fargo Clearing Services,…
Articles Posted in Ponzi Scheme
Horizon Private Equity III Ponzi Scheme Victims – Investor Recovery
The attorneys at Gana Weinstein LLP are currently representing investors who have been the victim of the Horizon Private Equity III, LLC (Horizon) scam. Recently, the SEC has alleged that approximately 400 investors in Horizon were defrauded in a Ponzi scheme fashion out of over $110 million. A number of…
Advisor Marshall Isaacson Barred By Regulator After Suitability Investigation
Advisor Marshall Isaacson (Isaacson), formally employed by brokerage firms National Securities Corporation (National Securities) and Newbridge Securities Corporation (Newbridge) has been subject to at least six customer complaints, one regulatory sanction, and three tax liens or judgements during the course of his career. According to a BrokerCheck report the customer…
Investor Recovery – GPB Capital Called Ponzi-Like Scheme; Fund Managers Indicted
The law offices of Gana Weinstein LLP continue have represented over 100 investors defrauded in GPB Capital relating investments. For nearly two years our firm has been filing complaints against the brokerage firms that wrongfully sold these products alleging that GPB Capital has all the tell-tale signs of being a…
SEC Alleges Investment Fraud – EquiAlt LLC – Recovery Options
The attorneys at Gana Weinstein LLP are investigating potential claims against brokerage firms for selling securities issued by entities related to EquiAlt, LLC. EquiAlt purports to be a private real estate company with at least four private placements offerings: EquiAlt Fund, LLC; EquiAlt Fund II, LLC; EquiAlt Fund III, LLC;…
Roger Owens Terminated Over Sale of Fraudulent Woodbridge Mortgage Investments
The law offices of Gana Weinstein LLP continue to investigate the Woodbridge Group of Companies and the Woodbridge Mortgage Funds (Woodbridge). The Securities and Exchange Commission (SEC) has alleged that the Woodbridge operated a billion-dollar Ponzi scheme ensnaring about 8,400 investors. Woodbridge solicited hundreds of disreputable insurance agents and investment…
GPB Capital Alleged to Have Been Sold by Purshe Kaplan Even After Compliance Discovered Red Flags of Fraud
According to a compliance officer with Purshe Kaplan Sterling Investments, Inc., (Purshe Kaplan) the firm continued to sell securities offered by GPB Capital Holdings (GPB Capital) after she had reported misgivings as to the entities business model and recommended that the firm not sell the product. According to court documents,…
Advisor Darren Kubiak Suspended by FINRA and Has Complaint Over GPB Capital
Our firm represents multiple clients who have collectively lost millions in the sale of fraudulent GPB Capital Holdings (GPB Capital) related investments. Our firm has analyzed the GPB Capital offerings and believe that brokerage firms did not review these offerings in any significant detail. Any serious due diligence would have…
Advisor Luke Johnson Accused of Selling Fraudulent GPB Capital Investments
Our firm represents multiple clients who have collectively lost millions in the sale of fraudulent GPB Capital Holdings (GPB Capital) related investments. Our firm has analyzed the GPB Capital offerings and believe that brokerage firms did not review these offerings in any significant detail. Any serious due diligence would have…
James Heafner Allegedly Sold Fraudulent 1st Global Capital Securities
The attorneys at Gana Weinstein LLP are looking into potential actions to help investors ensnared in the 1st Global Capital LLC (1st Global Capital) investment fraud scheme. According documents filed by The Securities and Exchange Commission’s (SEC) it appears that some of the victims were brought to 1st Global by…